Basic Securities Law '12

Recorded March 23, 2012

Co-sponsor

  • Business Law Section, State Bar of Georgia; Securities Committee, Business Law Section, State Bar of Georgia

Presiding

  • Robert C. Hussle, Program Chair, Rogers & Hardin LLP, Atlanta

WELCOME AND PROGRAM OVERVIEW

Robert C. Hussle

What is a security?

Scott L. Allen, Morris, Manning & Martin LLP, Atlanta

OVERVIEW OF THE SECURITIES LAWS AND REGULATIONS AND MARKET PARTICIPANTS: UNDERSTANDING THE FRAMEWORK AND THE PLAYERS

W. Benjamin Barkley, Kilpatrick Townsend & Stockton LLP, Atlanta

FEDERAL REGISTRATION OF OFFER AND SALE
OF SECURITIES

Brittain “Britt” A. Rogers, King & Spalding LLP, Atlanta

EXEMPTION FROM FEDERAL REGISTRATION OF OFFER AND SALE OF SECURITIES

Justin R. Howard, Alston & Bird LLP, Atlanta

INTRODUCTION TO THE RESALE OF RESTRICTED AND CONTROL SECURITIES

  • Neil M. Simon, Jones Day, Atlanta

  • Joel May, Jones Day, Atlanta

GEORGIA UNIFORM SECURITIES ACT

Robert D. Terry, Page Perry LLC, Atlanta

PERIODIC REPORTING UNDER FEDERAL
SECURITIES LAWS

Lori A. Gelchion, Rogers & Hardin LLP, Atlanta

INSIDER-TRADING

Cheryl L. Haas-Goldstein, Sutherland Asbill & Brennan, LLP, Atlanta