Registration Fee:

$140

BASIC SECURITIES LAW

RECORDED MARCH 23, 2012

Archived Webcast

CLE Hours:
6 CLE Hours

Co-Sponsor:
Business Law Section, State Bar of Georgia
;
Securities Committee, Business Law Section, State Bar of Georgia

Presiding:
Robert C. Hussle, Program Chair, Rogers & Hardin LLP, Atlanta

Welcome AND PROGRAM OVERVIEW
Robert C. Hussle

What is a security?
Scott L. Allen, Morris, Manning & Martin LLP, Atlanta

OVERVIEW OF THE SECURITIES LAWS AND REGULATIONS AND MARKET PARTICIPANTS: UNDERSTANDING THE FRAMEWORK AND THE PLAYERS
W. Benjamin Barkley, Kilpatrick Townsend & Stockton LLP, Atlanta

FEDERAL REGISTRATION OF OFFER AND SALE
OF SECURITIES

Brittain “Britt” A. Rogers, King & Spalding LLP, Atlanta

EXEMPTION FROM FEDERAL REGISTRATION OF OFFER AND SALE OF SECURITIES
Justin R. Howard, Alston & Bird LLP, Atlanta

INTRODUCTION TO THE RESALE OF RESTRICTED AND CONTROL SECURITIES
Neil M. Simon, Jones Day, Atlanta
GEORGIA UNIFORM SECURITIES ACT
Robert D. Terry, Page Perry LLC, Atlanta
PERIODIC REPORTING UNDER FEDERAL
SECURITIES LAWS

Lori A. Gelchion, Rogers & Hardin LLP, Atlanta
INSIDER-TRADING
Cheryl L. Haas-Goldstein, Sutherland Asbill & Brennan, LLP, Atlanta